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File no.4-605-Petition Request for rulemaking to exempt securities offerings up to $100,000 with $100 maximum per investor from registration

DF Title IV - Accredited Investor Standard:

File Number 4-606 study Regarding Brokers, Dealers and Investment Advisers

Limiting the Paul Anka Finder's Exemption.

Shining a light on the naked short seller - Washington Times

Real Time Marking and Reporting of Short Sales

short selling and the plunge= unlimited fear

Plexus quoted on recent hard close case.

Short Selling Disclosure-The SEC now emphasizes it.

IDD Story Plexus Quoted.

SEC Let Politics Spur Short-Sale Decision, Sirri Says (Update1)

The value of such "liquidity" has been vastly oversold

Lehman and Sarbox.

Pre emptive vs reactive regulation

CFAW ANNUAL DINNER Dinner with Bob Pozen, Author of "Too Big To Save?"

SEC ADOPTS ALTERNATIVE TICK RULE 3-2

The useless U-5

Regulatory Notice 09-69-Payments to Unregistered Persons

FINRA Regulatory Notice 10-03 Proposed Rule 4330(a)

Gadinis: The SEC and the Financial Industry: Evidence from Enforcement against Broker-Dealers

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